FINRA Seeks BD Feedback on How Regs Affect Fintech

The Financial Industry Regulatory Authority wants broker-dealers to weigh in on how the self-regulator can foster innovation in the fintech space while ensuring investor protection and market integrity, and how current FINRA rules may be getting in the way of such innovation.

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Chamber Wants Regulators to Update Their Fintech Policies

The U.S. Chamber of Commerce is calling on regulators to change their policies on fintech, and has formed a FinTech Innovation Initiative to help inform policymakers about new products and services in the fintech space.

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