thinkadvisor

FINRA Seeks BD Feedback on How Regs Affect Fintech

The Financial Industry Regulatory Authority wants broker-dealers to weigh in on how the self-regulator can foster innovation in the fintech space while ensuring investor protection and market integrity, and how current FINRA rules may be getting in the way of such innovation.

Read More

Chamber Wants Regulators to Update Their Fintech Policies

The U.S. Chamber of Commerce is calling on regulators to change their policies on fintech, and has formed a FinTech Innovation Initiative to help inform policymakers about new products and services in the fintech space.

Read More